Shield Therapeutics - Holding(s) in Company
Released
Released
Announcement PDF
RNS Number : 1395M
Shield Therapeutics PLC
09 January 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BYV81293
Issuer Name
SHIELD THERAPEUTICS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An event changing the breakdown of voting rights
3. Details of person subject to the notification obligation
Name
Jupiter Fund Management PLC
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name
City of registered office
Country of registered office
Northern Trust
5. Date on which the threshold was crossed or reached
06-Jan-2023
6. Date on which Issuer notified
09-Jan-2023
7. Total positions of person(s) subject to the notification obligation
Resulting situation
on the date on which
% of voting
rights attached
to shares (total
of 8.A)
% of voting rights
through financial
instruments (total of
8.B 1 + 8.B 2)
Total of both
in % (8.A +
8.B)
Total number
of voting rights
held in issuer
6.700000
0.000000
6.700000
37146992
threshold was
crossed or reached
Position of previous
notification (if
applicable)
4.680000
0.000000
4.680000
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
8A. Voting rights attached to shares
Number of direct
Class/Type of shares
voting rights
ISIN code(if possible)
(DTR5.1)
Number of indirect
% of direct voting % of indirect voting
voting rights (DTR5.2.1) rights (DTR5.1)
rights (DTR5.2.1)
37146992
GB00BYV81293
6.700000
37146992
Sub Total 8.A
6.700000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial
instrument
Number of voting rights that may be
Expiration Exercise/conversion
acquired if the instrument is
date
period
exercised/converted
% of
voting
rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of
financial
instrument
Expiration
date
Exercise/conversion Physical or cash
period
settlement
Number of voting
rights
% of voting
rights
Sub Total 8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments
are effectively held starting with the ultimate controlling natural person or legal entities (please add
additional rows as necessary)
Ultimate controlling Name of controlled
person
undertaking
Jupiter Fund
Management
Plc ( Chain 1)
Jupiter Fund
Management
Plc ( Chain 1)
Jupiter Fund
Management
Plc ( Chain 1)
Jupiter Fund
Management
Group
Limited
Jupiter Asset
Management
% of voting rights % of voting rights
if it equals or is
through financial
higher than the instruments if it equals
notifiable
or is higher than the
threshold
notifiable threshold
Total of both if it
equals or is
higher than the
notifiable
threshold
0.000000
0.000000
0.000000%
0.000000
0.000000
0.000000%
0.000000
0.000000
0.000000%
Group
Limited
Jupiter Fund
Management
Plc ( Chain 1)
Knightsbridge
Asset
Management
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc ( Chain 1)
Jupiter
Investment
Management
Group
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc ( Chain 1)
Jupiter Asset
Management
Limited
6.700000
0.000000
6.700000%
Jupiter Fund
Management
Plc (Chain 2)
Merian
Global
Investors
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc (Chain 2)
Merian
Global
Investors
(Jersey)
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc (Chain 2)
Merian
Global
Investors
(Finance)
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc (Chain 2)
Merian
Global
Investors
Holdings
Limited
0.000000
0.000000
0.000000%
Jupiter Fund
Management
Plc (Chain 2)
Jupiter
Investment
Management
Limited
0.000000
0.000000
0.000000%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
09.01.2023
13. Place Of Completion
London, UK
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