Shield Therapeutics - Holding(s) in Company
Released
Released
Announcement PDF
RNS Number : 5809M
Shield Therapeutics PLC
12 January 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached ii :
Shield Therapeutics plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
x
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name
W. Health L.P. ("Inventages")
City and country of registered office (if applicable)
The Bahamas
4. Full name of shareholder(s) (if different from 3.) v
Name
CGWL Nominees Limited
City and country of registered office (if applicable)
London, UK
5. Date on which the threshold was crossed or
reached vi :
6 January 2023
6. Date on which issuer notified (DD/MM/YYYY):
11 January 2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights
at- tached to shares
(to- tal of 8. A)
% of voting rights
through financial
instru- ments
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold was
crossed or reached
9.56%
0%
9.56%
Position of previous
notification (if
applicable)
21.76%
0%
21.76%
Total of both in %
(8.A + 8.B)
Total number of
voting rights held
in issuer (8.A +
8.B) vii
56,008,541
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type
of shares
ISIN code (if possible)
Number of voting rights ix
Direct
Indirect
% of voting rights
Direct
GB00BYV81293
56,008,541
9.56%
(DTR5.1)
(DTR5.2.1)
0
56,008,541
SUBTOTAL 8. A
Indirect
(DTR5.1)
(DTR5.2.1)
0%
9.56%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration
date x
Exercise/
Conversion Period xi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial Expiration
instrument
date x
Exercise/
Conversion Period xi
Physical or
cash
Settlement
xii
SUBTOTAL
8.B.2
Number of
voting
rights
% of voting rights
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
x
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary) xiv
% of voting rights if it
equals or is higher
than the notifiable
threshold
Name xv
% of voting rights
through financial instruments if it
equals or is higher
than the
notifiable threshold
Total of both if it
equals or is higher
than the
notifiable
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
Place of completion
The Bahamas
Date of completion
11 January 2023
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